-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RnV3ygUoNWNs5qwjnymyBG1l8+jzZmz2oZThueMwrCK7IS0cIWpTZTW2/UmdcKHF Wb5BSeEV8r/G6hVpJWj3MQ== 0000893750-03-000450.txt : 20030822 0000893750-03-000450.hdr.sgml : 20030822 20030822162920 ACCESSION NUMBER: 0000893750-03-000450 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030822 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TIMKEN CO CENTRAL INDEX KEY: 0000098362 STANDARD INDUSTRIAL CLASSIFICATION: BALL & ROLLER BEARINGS [3562] IRS NUMBER: 340577130 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-10450 FILM NUMBER: 03862721 BUSINESS ADDRESS: STREET 1: 1835 DUEBER AVE SW CITY: CANTON STATE: OH ZIP: 44706-2798 BUSINESS PHONE: 3304713078 FORMER COMPANY: FORMER CONFORMED NAME: TIMKEN ROLLER BEARING CO DATE OF NAME CHANGE: 19710304 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: INGERSOLL RAND CO CENTRAL INDEX KEY: 0000050485 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 135156640 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 200 CHESTNUT RIDGE RD STREET 2: PO BOX 8738 CITY: WOODCLIFF LAKE STATE: NJ ZIP: 07677 BUSINESS PHONE: 2015730123 MAIL ADDRESS: STREET 1: 200 CHESTNUT RIDGE ROAD CITY: WOODCLIFF LAKE STATE: NJ ZIP: 07677 SC 13D/A 1 sch_13d.txt THE TIMKEN COMPANY UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* THE TIMKEN COMPANY -------------------------------------------------------- (Name of Issuer) Common Stock Without Par Value -------------------------------------------------------- (Title of Class of Securities) 887389104 -------------------------------------------------------- (CUSIP Number) Patricia Nachtigal Senior Vice President, General Counsel Ingersoll-Rand Company 200 Chestnut Ridge Road Woodcliff Lake, New Jersey 07677 (201) 573-3473 -------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) August 22, 2003 -------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.ss.240.13d-1(e), 240.13(d)-1(f) or 240.13d-1(g), check the following box [_]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss. 240.13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Page 1 of 7 Pages) ------------------ CUSIP No.887389104 Page 2 of 7 Pages ------------------ ________________________________________________________________________________ 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Ingersoll-Rand Company 13-5156640 ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC USE ONLY: ________________________________________________________________________________ 4. SOURCE OF FUNDS: OO ________________________________________________________________________________ 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] ________________________________________________________________________________ 6. CITIZENSHIP OR PLACE OF ORGANIZATION: New Jersey ________________________________________________________________________________ 7. SOLE VOTING POWER 0 NUMBER OF SHARES _________________________________________________________________ 8. SHARED VOTING POWER BENEFICIALLY 9,395,973 OWNED BY _________________________________________________________________ EACH 9. SOLE DISPOSITIVE POWER 0 REPORTING PERSON _________________________________________________________________ 10. SHARED DISPOSITIVE POWER WITH 9,395,973 ________________________________________________________________________________ 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 9,395,973 ________________________________________________________________________________ 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] ________________________________________________________________________________ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 11.0% ________________________________________________________________________________ 14. TYPE OF REPORTING PERSON: CO ________________________________________________________________________________ ------------------ CUSIP No.887389104 13D Page 3 of 7 Pages ------------------ ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Ingersoll-Rand (Barbados) Holding Incorporated c/o David King & Co. First Floor Trident House Lower Broad Street Bridgetown, Barbados ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC USE ONLY: ________________________________________________________________________________ 4. SOURCE OF FUNDS: 00 ________________________________________________________________________________ 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] ________________________________________________________________________________ 6. CITIZENSHIP OR PLACE OF ORGANIZATION: Barbados ________________________________________________________________________________ 7. SOLE VOTING POWER 0 NUMBER OF SHARES _________________________________________________________________ 8. SHARED VOTING POWER BENEFICIALLY 9,395,973 OWNED BY _________________________________________________________________ EACH 9. SOLE DISPOSITIVE POWER 0 REPORTING PERSON _________________________________________________________________ 10. SHARED DISPOSITIVE POWER WITH 9,395,973 ________________________________________________________________________________ 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 9,395,973 ________________________________________________________________________________ 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] ________________________________________________________________________________ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 11.0% ________________________________________________________________________________ 14. TYPE OF REPORTING PERSON: CO ________________________________________________________________________________ ------------------ CUSIP No.887389104 Page 4 of 7 Pages ------------------ ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Ingersoll-Rand Global Holding Company Limited Clarendon House 2 Church Street Hamilton HM 11 Bermuda ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC USE ONLY: ________________________________________________________________________________ 4. SOURCE OF FUNDS: 00 ________________________________________________________________________________ 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] ________________________________________________________________________________ 6. CITIZENSHIP OR PLACE OF ORGANIZATION: Bermuda ________________________________________________________________________________ 7. SOLE VOTING POWER 0 NUMBER OF SHARES _________________________________________________________________ 8. SHARED VOTING POWER BENEFICIALLY 9,395,973 OWNED BY _________________________________________________________________ EACH 9. SOLE DISPOSITIVE POWER 0 REPORTING PERSON _________________________________________________________________ 10. SHARED DISPOSITIVE POWER WITH 9,395,973 ________________________________________________________________________________ 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 9,395,973 ________________________________________________________________________________ 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] ________________________________________________________________________________ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 11.0% ________________________________________________________________________________ 14. TYPE OF REPORTING PERSON: CO ________________________________________________________________________________ ------------------ CUSIP No.887389104 Page 5 of 7 Pages ------------------ ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Ingersoll-Rand Company Limited Clarendon House 2 Church Street Hamilton HM 11 Bermuda ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC USE ONLY: ________________________________________________________________________________ 4. SOURCE OF FUNDS: 00 ________________________________________________________________________________ 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] ________________________________________________________________________________ 6. CITIZENSHIP OR PLACE OF ORGANIZATION: Bermuda ________________________________________________________________________________ 7. SOLE VOTING POWER 0 NUMBER OF SHARES _________________________________________________________________ 8. SHARED VOTING POWER BENEFICIALLY 9,395,973 OWNED BY _________________________________________________________________ EACH 9. SOLE DISPOSITIVE POWER 0 REPORTING PERSON _________________________________________________________________ 10. SHARED DISPOSITIVE POWER WITH 9,395,973 ________________________________________________________________________________ 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 9,395,973 ________________________________________________________________________________ 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] ________________________________________________________________________________ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 11.0% ________________________________________________________________________________ 14. TYPE OF REPORTING PERSON: CO ________________________________________________________________________________ ------------------ CUSIP No.887389104 Page 6 of 7 Pages ------------------ Preamble This statement amends and supplements the Statement on Schedule 13D originally filed on February 28, 2003 (the "Statement") by Ingersoll-Rand Company, a New Jersey corporation ("IR"), Ingersoll-Rand (Barbados) Holding Incorporated ("IRBHI"), a Barbados corporation, in its capacity as the parent company of IR, Ingersoll-Rand Global Holding Company Limited ("IRGHC"), a Bermuda corporation, in its capacity as the parent company of IRBHI and Ingersoll-Rand Company Limited ("IR Bermuda"), a Bermuda corporation, in its capacity as the parent company of IRGHC (together with IR, IRBHI and IRGHC, the "Reporting Persons"), with respect to the common stock without par value (the "Timken Common Stock") of The Timken Company, an Ohio corporation ("Timken"). Unless otherwise defined herein, terms defined in the Statement and used herein shall have the meanings given to them in the Statement. Item 4. Purpose of Transaction. Item 4 is hereby amended and supplemented by adding the following at the end thereof: Also see Item 6 below, the contents of which are incorporated herein by reference. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of Timken. Item 6 is hereby amended and supplemented by adding the following at the end thereof: On August 18, 2003 the six-month period during which IR and IR Bermuda agreed, pursuant to the Standstill and Voting Agreement and subject to certain exceptions, not to transfer any Securities, expired. Notwithstanding the foregoing, certain limitations on IR's and IR Bermuda's ability to transfer Securities to certain persons or groups continue until such time as IR and IR Bermuda cease in the aggregate to own at least 4,272,890 shares of Timken Common Stock. In light of the expiration of the six-month period referred to above, the Reporting Persons are reviewing the possible courses of action available to them with respect to the disposition of all or part of the Timken Common Stock and may, subject to market conditions in effect from time to time, sell or otherwise dispose of all or part of the Timken Common Stock beneficially owned by them from time to time in any manner permitted by law and the Standstill and Voting Agreement. ------------------ CUSIP No.887389104 13D Page 7 of 7 Pages ------------------ SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. INGERSOLL-RAND COMPANY By /s/Timothy R. McLevish ---------------------- Timothy R. McLevish Senior Vice President and Chief Financial Officer INGERSOLL-RAND (BARBADOS) HOLDING INCORPORATED By /s/Ronald G. Heller ------------------- Ronald G. Heller Secretary INGERSOLL-RAND GLOBAL HOLDING COMPANY LIMITED By /s/Ronald G. Heller ------------------- Ronald G. Heller Vice President and Assistant Secretary INGERSOLL-RAND COMPANY LIMITED By /s/Timothy R. McLevish ---------------------- Timothy R. McLevish Senior Vice President and Chief Financial Officer Dated: August 22, 2003 -----END PRIVACY-ENHANCED MESSAGE-----